NASAA · License Prep
Series 66
Uniform Combined State Law
Combines the Series 63 (state law) and the IAR portion of the Series 65. Co-requisite with the Series 7 — together they qualify the holder as both an agent and an IAR.
Questions
100
Time limit
150 min
Pass score
73%
State fee
$177
Topics covered
Economic factors & business information
Same scope as 65 minus the product depth covered by Series 7.
Investment vehicle characteristics
Light overlap with 7; deep on portfolio theory.
Client recommendations & strategies
Suitability, IPS, portfolio construction.
Laws, regulations, ethics
USA + IA Act of 1940 fiduciary.
Lessons
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Practice exam
Practice exams are study aids only — they are not regulatory credit. FINRA CE Sponsor and NASBA accreditation pending.